BankRegX AI Compliance Assistant

Example Prompts

• What are the compliance requirements for investment banking?
• How does Basel III impact risk management?
• I have the following control to detect unauthorised trading activity, is it a good control in line with regulatory expectations and how can it be better documented? Is there any additional detail I need to consider? Control: “review all trades and prevent any trades which exceed 1 million dollars”
• Explain KYC and AML processes.
• How do stress tests work in banking?